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Instituto Iberoamericano de Derecho y Finanzas

Regulación financiera y mercado de valores

  • Abrams, R and Taylor, M.,  ‘Issues in the Unification of Financial Sector Supervision’, International Monetary Fund, 2000.
  • Allen, F. and Gale, D., Comparing Financial Systems, MIT Press, 2001.
  • Allen, F. and Santomero, A., “What do Financial Intermediaries Do?” (2001) 25 Journal of Banking & Finance 271.
  • Armour, J., Awrey, D., Davies, P., Enriques, L., Gordon, J., Mayer, C., and Payne, J., Principles of Financial Regulation, Oxford University Press, 2016.
  •  Avgouleas E., ‘The Global Financial Crisis, Behavioural Finance and Financial Regulation: In Search of a New Orthodoxy’ (2009)
  • Awrey D, The Dynamics of OTC Derivatives Regulation: Bridging the Public-Private Divide’ European Business Organization Law Review, 2010.
  • Awrey D, ‘Regulating Financial Innovation: A More Principles-Based Alternative?’ (2011) 5:2 Brook. J. Corp. Fin. & Com. L. 273.
  • Barr, M., Jackson, H., and Taylar, M., Financial Regulation: Law and Policy, Foundation Press (2016)
  • Bebchuk, L. and Spamann, H., Regulating Bankers’ Pay, Georgetown Law Review (2010)
  • Black J. and Baldwin R.,  ‘Really Responsive Risk-Based Regulation’, Law & Policy (2010).
  • Black J, ‘Risk and Regulatory Policy: Improving the Governance of Risk. Risk-based Regulation: Choices, Practices and Lessons Being Learnt (2010) OECD, 185.
  • Carmichael J. and Pomerleano M.,  ‘The Principles of Regulation’, Chapter 2 of The Development and Regulation of Non-Bank Financial Institutions. (2002)
  • Carnell, R., Macey, J. and Miller, G., The Law of Financial Institutions, 5th Edition, 2013.
  • Castilla, M., Regulación y competencia en los mercados de valores, Civitas, 2001.
  • Davis, E. and Steil, B., Institutional Investors, MIT Press, 2001.
  • De Haan, J., Oosterloo,S., and Schoenmaker, D., Financial Markets and Institutions: A European Perspective, 2th Edition, Cambridge University Press, 2012.
  • Fama, E., “Efficient Capital Markets: A Review of Theory and Empirical Work” (1970), Journal of Finance 25.
  • Fama, E., “Efficient Capital Markets II” (1991), Journal of Finance 46.
  • Ferran/Payne/Maloney (eds.), Oxford Handbook on Financial Regulation, Oxford University Press, 2015.
  • Ferrarini/Hopt/Wymeersch (eds.) Financial Regulation and Supervision: A Post-crisis Analysis, Oxford University Press, 2012.
  • Gleeson, S., International Regulation of Banking, Oxford University Press, 2010.
  • Goodhart, C., Central Bank and the Financial System, MIT Press, 1995.
  • Goodhart, C., The Regulatory Response to the Financial Crisis, Elgar, 2009.
  • Goshen, Z. and Parchomovsky, G., “The Essential Role of Securities Regulation” (2006) 55 Duke Law Journal 711.
  • Hopt/Wymeersch (eds.), Capital Markets and Company Law, Oxford University Press, 2003.
  • Howells, P. Bain, K., The Economics of Money, Banking and Finance, 4th Edition, Prentice Hall, 2008.
  • Hudson, A., The Law of Finance, Sweet & Maxwell, 2009.
  • Kraakman, R. and Gilson, R., “The Mechanism of Market Efficiency” (1984), Virginia Law Review, Vol. 70, No 4.
  • Kraakman, R. and Gilson, R., “Market Efficiency after the Financial Crisis: It’s Still a Matter of Information Costs” (2014), European Corporate Governance Working Paper, Law Working Paper No 242/2014.
  • LaBrosse J.R., Olivares-Caminal R. and Singh D. (eds), Managing Risk in the Financial System, 2011.
  • La Porta, R., Lopez de Silanes, F., and Shleifer, A., What Works in Securities Law? Journal of Finance 61, No. 1, pp. 132.
  • Lastra, R., Legal Foundations of International Monetary Stability, Oxford University Press, 2006.
  • Lastra, R. (ed.), The Reform of the International Financial Architecture, Kluwer Law International, 2001.
  • Lastra, R., International Financial and Monetary Law, Oxford University Press, 2015.
  • Lastra, R., Central Banking and Banking Regulation, LSE, 1991.
  • Macey, J. and O’Hara, M. “Regulating Exchanges and Alternative Trading Systems: A Law and Economics Perspective” (1999) 28 Journal of Legal Studies 17.
  • Macey, J., and O’Hara, M., The Corporate Governance of Banks, Economic Policy Review (2003)
  • MacNeil, I., A introduction to the Law on Financial Investment, Hart Publishing, 2nd Edition, 2012.
  • Mendoza, J.M., “Securities Regulation in Low-Tier Listing Venues: The Rise of the Alternative Investment Market” (2008), Fordham Journal of Corporate and Financial Law, Vol. XIII, 257.
  • Mishkin, F. and Eakins, S., Financial Markets and Institutions, 6th Edition, Pearson, 2008.
  • Modigliani, F., Ferri, M. and Fabozzi, F., Foundations of Financial Markets and Institutions, New Jersey, 1998.
  • Ogus, A., Regulation: Legal Form and Economic Theory, 1994.
  • Pacces A  ‘Financial Intermediation in the Securities Markets-Law and Economics of Conduct of Business Regulation’, International Review of Law and Economics.(2000)
  • Panasar, R. and Boeckman, P., European Securities Law, Oxford University Press, 2010.
  • Poser N.,  ‘The Stock Exchanges of the United States and Europe: Automation, Globalization and Consolidation’, University of Pennsylvania Journal of International Economic Law, (2011)
  • Rechtschaffen A., Capital Markets, Derivatives and the Law, Chapter 9, Oxford University Press, (2014) 
  • Romano, R., The Advantage of Competitive Federalism for Securities Regulation, AEI Press, 2002.
  • Singh D. and LaBrosse J.,  ‘Developing a Framework for Effective Financial Crisis Management’, OECD Journal, (2011)
  • Shiller, R., Finance and the Good Society, Princeton University Press, 2012.
  • Shiller, R., Irrational Exuberance, 2nd Edition, Princeton University Press, 2005.
  • Schleifer, A., Inefficient Markets: An Introduction to Behavioral Finance, Oxford University Press, 2000.
  • Scott, H., Connectedness and Contagion: Protecting the Financial System from Panis, MIT Press (2016)
  • Scott, H., Capital Adequacy Beyond Basel: Banking, Securities, and Insurance, Oxford University Press (2005)
  • Scott, H. and Gelpern, A., International Finance: Transactions, Policy, and Regulation, Foundation Press (2016)
  • Stout L.A., ‘Why the Law hates speculators: Regulation and Private Ordering in the market for OTC derivatives’ (1999) Vol 48:701 Duke L.J. 741
  • Stout L.A., ‘Derivatives and the legal origin of the 2008 Credit Crisis’ (2011) 1HBLR. 1
  • Stulz, R., “Hedge Funds: Past, Present, and Future” (2007) 21 Journal of Economic Perspectives 175.
  • Schwarcz, S., Systemic risk, Georgetown Law Review (2008)
  • Schwarcz, S., The Public Governnace Duty, Georgia Law Review (2015)
  • Tucker, P.,  ‘Macro and Microprudential Supervision’, the British Bankers’ Association Annual International Banking Conference, London
  • Tung, F., Pay for Banker Performance: Structuring Executive Compensation for Risk Regulation, Norwestern University Law Review (2011)
  • Varón, J.C., Portafolios de inversión: la norma y el negocio, Temis-Uniandes, Bogotá, 2008.
  • Ventoruzzo, M, Comparing Insider Trading in the United States and in the European Union: History and Recent Development, ECGI Law Working Paper No 257/2014
  • Ventoruzzo and Mock (eds), Market Abuse Regulation, OUP, 2017
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